Securities Act - PDFSEARCH.IO - Document Search Engine

Securities Act
Results: 34055

#	Item
891	DANSKE BANK A/S ESTONIA BRANCH TERMS AND CONDITIONS OF THE AGREEMENT ON PROVISION OF SERVICES RELATED TO A SECURITIES ACCOUNT AND SECURITIES Effective from 15 NovemberGENERAL PROVISIONS Add to Reading List Source URL: www.danskebank.ee Language: English - Date: 2015-06-18 19:01:02 Investment Short selling United States securities law Stock market Securities market Security Settlement Securities Act Short Financial economics Finance Securities
892	FINANSINSPEKTIONEN Supervision of the securities market 12 MARCH 2015 12 march 2015 Add to Reading List Source URL: finansinspektionen.se Language: English - Date: 2015-03-26 09:27:34 Financial markets Late-2000s financial crisis Financial services European Union Markets in Financial Instruments Directive Financial Supervisory Authority Securities market Dodd–Frank Wall Street Reform and Consumer Protection Act Security Economics Financial economics Finance
893	INITIAL DECISION RELEASE NO. 786 ADMINISTRATIVE PROCEEDING FILE NOUNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-04 17:00:55 Securities Exchange Act U.S. Securities and Exchange Commission Form 10-K Securities regulation in the United States Securities and Exchange Commission Form 10-Q Securities and Exchange Commission Finance Investment Advisers Act Form 20-F SEC filings Government Financial regulation
894	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoFebruary 28, 2014 ________________________________________________ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-03 11:13:03 Income trust Trust law Law Mario Gabelli Dividend
895	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 11, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-05-11 09:41:17 New Deal Securities Act Financial regulation U.S. Securities and Exchange Commission Registration statement Government Great Depression in the United States United States Securities and Exchange Commission United States securities law 73rd United States Congress
896	Report of Investigation Pursuant to Section 21(a) of the Securities Exchange Act of 1934: Netflix, Inc., and Reed Hastings Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2013-04-02 15:07:51 Finance United States securities law Stock market SEC filings 73rd United States Congress Netflix Selective disclosure Regulation Fair Disclosure Securities Exchange Act Business United States Securities and Exchange Commission Financial economics
897	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoMarch 30, 2012 ____________________________________ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-04-03 07:57:13 Investment Advisers Act U.S. Securities and Exchange Commission Investment Company Act Economy of the United States Financial system 76th United States Congress Ares Management Financial regulation
898	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTMay 5, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amendin Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-06 06:37:18 Financial markets Financial economics Economy of the United States Computer networking Consolidated Tape Association New York City Securities Exchange Act NYSE Arca New York Stock Exchange NYSE Euronext Self-regulatory organizations United States securities law
899	Online Appendix for “How do Acquirers Choose between Mergers and Tender Offers?” Brief History of the Best Price Rule (SEC Rule 14d-10) The regulatory environment for tender offers has been in flux in the United Stat Add to Reading List Source URL: jfe.rochester.edu Language: English - Date: 2015-02-12 11:26:00 Business Financial economics Takeover Executive pay Security Securities Exchange Act Latham & Watkins Finance Corporate finance Skadden Arps Slate Meagher & Flom Tender offer
900	Putnam OTC Emerging Growth Fund Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-05-22 10:16:55 U.S. Securities and Exchange Commission Financial regulation Government 76th United States Congress Investment Company Act United States securities law

UPDATE